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Inspections & Examinations Manager at Nigerian Exchange Group (NGX Group)

View job recruitment details and other new job vacancies at Nigerian Exchange Group (NGX Group)

NGX Regulation Limited (NGX RegCo) is a subsidiary of Nigerian Exchange Group Plc. (NGX Group Plc.) and a Self-Regulatory Organisation (SRO) registered by the Securities and Exchange Commission (SEC) to provide regulatory services in the Nigerian capital market.

We are recruiting to fill the position below:

Job Title: Inspections & Examinations Manager

Location: Lagos

Job Summary

  • NGX Regulations Limited requires a consummate Capital Market regulatory professional with a strong personality, excellent communication and people management skills.
  • The individual will be required to have a thorough understanding of Nigerian Capital Market rules and regulations, broad inspections and examinations or Audit experience, as well as a strong analytical background, including stellar academic credentials.

Responsibilities

  • Conduct on-site and off-site inspections, risk-based examinations of Trading License Holders in line with Risk Based Supervision framework of NGX Regulation Limited.
  • Prepare all reports (Inspections and ad hoc reports) and publications for use internally and externally within stipulated timelines as assigned by Team Lead.
  • Conduct pre- trade inspections of newly licensed firms to confirm all requirements are met before clearance to commence trading can be granted.
  • Conduct pre-branch opening inspections to ensure branch offices of Trading License Holders meet standards set by NGX Regulation.
  • Conduct targeted examinations on Dealing Members based on Market Intelligence. reports Develop pre-examination parameters before commencement of annual examination cycles.
  • Draft supervision priorities, inspection plan and shortlist firms for examinations.

Person Specification & Required Qualification(s)

  • University Degree in Finance, Economics, Accounting, Banking and Finance, Law or related fields.
  • MBA or professional qualifications in Finance are an added advantage.
  • Minimum of 5 years’ post NYSC work experience in any of the Big 4 Audit firm, as a Financial Sector Regulator, Auditor or as a CBN certified Bank Examiner.
  • Sound knowledge of IFRS, securities laws, rules and regulations, Corporate Governance codes/principles etc.
  • Must be able to build strong partnerships and relate with a wide variety of stakeholders including senior management.

Application Closing Date
22nd March, 2023.

Method of Application
Interested and qualified candidates should send their updated Resume to: talentmanagement@ngxgroup.com using “NGX REGCO Recruitment – Inspections & Examinations Manager” as the subject of the email.

Note: We would be delighted to have further discussions with you.


If you also need Nigerian Exchange Group (NGX Group) exam past questions and answers to prepare for their job aptitude test or Computer Based Test (CBT), you can contact us here on Whatsapp to check if we have the PDF material. If it's available we will be willing to share. We wish you the best of luck in Nigerian Exchange Group (NGX Group) recruitment exam.

NOTE: If you are a job seeker, do not contact us on WhatsApp to ask us for a job, we may not reply your message because we do not give job in such manner, simply apply for available vacancies from different companies of your choice on this portal for free, but you may contact us for exam materials.

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